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AQUAS Financial, LLC

Regulatory Reports

AQUAS Financial, LLC is committed to transparency in how client orders are handled and executed. This preview does not yet provide report downloads. Contact AQUAS Financial for the current reports and applicable disclosures.

SEC Rule 605 – Execution Quality Reports

Execution-quality reports for entities and orders subject to SEC Rule 605. Applicability and report links are awaiting confirmation for this preview.

Monthly Rule 605 Reports
Report links and applicable reporting periods are awaiting confirmation.
Links Pending Confirmation

SEC Rule 606 – Order Routing Disclosure

Quarterly reports on order routing practices, including payment for order flow arrangements.

Quarterly Rule 606 Reports
Report links and applicable reporting periods are awaiting confirmation.
Links Pending Confirmation
Customer-Specific Disclosure Request
To request information about your customer-specific order routing disclosure, email AQUAS Financial or call (972) 907-8700. Do not send account details by ordinary email; ask for a secure identification process.
Contact for a Request

Membership & Oversight

AQUAS Financial, LLC is registered and regulated as follows.

FINRA
Member, Financial Industry Regulatory Authority
SIPC
Member, Securities Investor Protection Corporation
TXSE
Member, Texas Stock Exchange